Events

Rising Challenges of Compliance Officers

Rising Challenges of Compliance Officers
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S$10.00
Booking Closed

Venue : LexisNexis Singapore 3 Killiney Road, Winsland House 1 #08-08 Singapore 239519

Event Start Date : Thursday 16 May 2019

Event End Date : Thursday 16 May 2019

Event Start Time : 09:30 am

Event End Time : 12:00 pm

Registration Start Date : Wednesday 24 April 2019

Registration End Date : Thursday 16 May 2019

*This event is strictly for in-house counsel only.

Event Overview

The scope of work compliance officers deal with today has vastly increased in the past few years. Good corporate governance, industry regulation and compliance mandates fall under the purview of the compliance officer. Keep up with the ever-increasing complexity of the global economy by gaining knowledge and best practices from functional peers of varying industries, gleam insights from actual legal issues faced from legal practitioners and understand best in class technology solutions for corporations. Simplify the role of todays compliance officer by educating yourself with practical insights and solutions.

 

Event Content

  • Key success factors and best practices of managing corporate
  • Insights from the various sectors on meeting external obligations
  • Perspective of technology implementation; does it deliver more value to your organisation?

 

Programme

9:30am - 10:00am  Registration & Breakfast

10:00am - 10:30am  Practitioner's Insights

10:30am - 11:30am  Round Table Discussion

11:30am - 12:00pm  Q&A

12:00pm  End of Programme

 

Speaker Profiles

Lawrence Low

CEO

Allen & Gledhill Regulatory & Compliance Pte. Ltd

 

Lawrence Low is the Chief Executive Officer of Allen & Gledhill Regulatory & Compliance Pte. Ltd. (AGRC), which provides a wide range of compliance, risk and regulatory consultancy and advisory services. AGRC works closely with Allen & Gledhill's Financial Regulatory & Compliance legal practice to provide a seamless service to clients across the entire financial regulatory and compliance spectrum.

Before joining AGRC, Lawrence was a managing director in the office of Regulatory Affairs at JPMorgan Chase Bank where he was involved in public policy advocacy and developing strategies for the regulatory environment in the region by engaging with lawmakers and regulators acorss Asia Pacific thorughout the cycle of policy-making, legislation and implementation. Prior to that, he was co-head of Global Markets Legal for Asia Pacific as well as global co-head of the Regulatory Reform legal practice group in JPMorgan's legal and compliance department. He has more than 20 years of experience dealing with financial institutions, and has held a number of private practice as well as in-house legal and compliance positions in capital markets, derivatives, securitisation and asset management, based in London, Hong Kong, Singapore and Tokyo.

Lawrence has been active on various committees of the Asia Securities Industry & Financial Markets Association and was a former co-chair of the Asia-Pacific Legal and Regulatory Committee of the Inernational Swaps and Derivatives Association, Inc. He graduated from University of Cambridge with a law degree.

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